Vergelijkbare opleidingen
Opleiding: Compliance Introduction
Leerdoel
The objective of this course is to provide the participants insight into compliance & integrity, the compliance function and the related laws and regulations.
You will learn about the outlines of the compliance function of a financial institution and the applicable laws and regulations.
Doelgroep
Who should apply?
- Managers
- (Local) Compliance Officers
- Internal control staff
- (Internal or external) auditors
- Account managers
- Securities staff
Programma
The goal of the course 'Compliance Introduction' is to obtain insight into:
- compliance & integrity in the financial industry
- the compliance function
- the consequences of laws and regulations
- the tasks and competences of the compliance officer
- the applicable rules and regulation
During this course short presentations and practical cases will alternate. Cases will be discussed in small groups.
In this workshop approach there will be sufficient opportunities for interaction between participants and the trainer.
The course can be organised tailor made in company on request. Please contact the Nederlands Compliance Instituut.
Prior to this course, the participant will receive a reader. During the course the other training materials shall be handed out.
Toelatingseisen
There are no specific requirements in order to participate in this course; some experience in the financial industry is desirable.
Opleiding kerngegevens