Vergelijkbare opleidingen
Opleiding: Ethiek (engels)
Leerdoel
This training deals with ethical issues and dilemmas of a securities specialist.
You learn to analyse real-life cases during which we touch upon the meaning of professional ethics and integrity
Doelgroep
- Securities traders
- Investment advisers
- Portfolio managers
- Financial analysts (who want to be enrolled/registered in one of the DSI-registers)
Securities specialists who want to enroll in one of the registers of the Dutch Securities Institute (DSI) have to follow the DSI-Integrity module and a training in ethics. The NIBE-SVV training Ethics meets the DSI requirements.
Programma
Prior to this afternoon training (13.00 - 17.00) you will receive a workbook.
In the workbook you will find the following subjects:
Chapter 1:
Ethics as professional proficiency and responsibility
- Integrity as a professional responsibility of the securities specialist
- Basic values in securities trade
- Real-life integrity issues of securities traders, investment advisers, portfolio managers and financial analysts
- Rules of conduct based upon findings of DSI Complaints Committee
- Strategies to handle integrity problems
NB: This chapter is a compilation of chapter 1 and chapter 6 of the DSI-Integrity module. If you have already studied this course, you can skip this chapter.
Articles:
- Hummels, G.J.A. en Wirtz R.Ph., "Compliance versus integriteit. Waar regels ophouden en verantwoordelijkheid begint". In: Justitiële Verkenningen, Ministerie van Justitie, Den Haag, 1999, nr. 2, p. 63-77.
- Hummels, G.J.A., Van Luijk, H.J.L. en Brouwers, Th.J.M, "Ethiek als professionele vaardigheid en verantwoordelijkheid in de effectenbranche".
- Luijk, H.J.L. van, "Stapvoets door een dilemma". In: Filosofie in Bedrijf, jrg. 6, nr. 22, p. 33-40.
Toelatingseisen
Some knowledge and understanding of the securities branch is required. If not, we recommend you to follow the self-study module DSI-Integrity first.
Opleiding kerngegevens